Every firm carrying on relevant business is required to keep the following records:
- Ìý
•ÌýÌýÌýÌý a copy of any documents and information obtained by the 'relevant person' (see A7.115) to satisfy the customer due diligence requirements under the 2017 Regulations
- Ìý
•ÌýÌýÌýÌý sufficient supporting records (consisting of the original documents or copies) in respect of a transaction (whether or not the transaction is an occasional transaction) which is the subject
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Web page updated on 17 Mar 2025 17:35